Unum Group — Director's Dealing 2013

Dec 10, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-12-06

Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-12-06	Common Stock	M	36660	$23.74	Acquired	215171	Direct
2013-12-06	Common Stock	M	17700	$20.78	Acquired	232871	Direct
2013-12-06	Common Stock	M	5700	$26.29	Acquired	238571	Direct
2013-12-06	Common Stock	S	60667	$34.0111	Disposed	177904	Direct
2013-12-09	Common Stock	M	7406	$23.74	Acquired	185310	Direct
2013-12-09	Common Stock	M	5822	$20.78	Acquired	191132	Direct
2013-12-09	Common Stock	M	1715	$26.29	Acquired	192847	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-06	Employee Stock Option (right to buy)	$23.74	M	36660	Disposed	2016-02-21	Common Stock (36660)	Direct
2013-12-06	Employee Stock Option (right to buy)	$20.78	M	17700	Disposed	2018-02-25	Common Stock (17700)	Direct
2013-12-06	Employee Stock Option (right to buy)	$26.29	M	5700	Disposed	2019-02-22	Common Stock (5700)	Direct
2013-12-09	Employee Stock Option (right to buy)	$23.74	M	7406	Disposed	2016-02-21	Common Stock (7406)	Direct
2013-12-09	Employee Stock Option (right to buy)	$20.78	M	5822	Disposed	2018-02-25	Common Stock (5822)	Direct
2013-12-09	Employee Stock Option (right to buy)	$26.29	M	1715	Disposed	2019-02-22	Common Stock (1715)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1856.36	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.

F2: Includes 84,727 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 130,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Includes 84,727 stock-settled RSUs, and 148,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F4: Includes 84,727 stock-settled RSUs, and 153,844 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Reflects weighted average price for multiple sale transactions ranging in price from $34.00 per share to $34.03 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: Includes 84,727 stock-settled RSUs, and 93,177 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: Includes 84,727 stock-settled RSUs, and 100,583 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F8: Includes 84,727 stock-settled RSUs, and 106,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F9: Includes 84,727 stock-settled RSUs, and 108,120 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F10: The options vest in three equal annual installments beginning on February 21, 2009.

F11: The options vest in three equal annual installments beginning on February 25, 2011.

F12: The options vest in three equal annual installments beginning on February 22, 2012.