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Unum Group — Director's Dealing 2013
Jan 7, 2013
30521_dirs_2013-01-07_8e296761-414e-4e12-b936-f6c9f12ddcb1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-01-03
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-03 | Common Stock | S | 17500 | $21.50 | Disposed | 206610 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1821.261 | Indirect |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
F2: Includes 77,742 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 128,868 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,226.042 shares of common stock and 515.373 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.