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Unum Group — Director's Dealing 2013
Feb 22, 2013
30521_dirs_2013-02-22_92814039-35b7-485b-a5c0-a4c32ce0b3eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-02-20
Reporting Person: Bishop III E. Liston (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Common Stock | A | 12179 | — | Acquired | 77163 | Direct |
| 2013-02-21 | Common Stock | F | 1255 | $23.97 | Disposed | 75908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Employee Stock Option (right to buy) | $24.25 | A | 10076 | Acquired | 2021-02-20 | Common Stock (10076) | Direct |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 20, 2014.
F2: Includes 40,560 stock-settled RSUs and 36,603 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 670.084 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,016.438 stock-settled RSUs.
F5: Includes 35,544 stock-settled RSUs and 40,364 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The options vest in three equal annual installments beginning on February 20, 2014.