Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Unum Group Director's Dealing 2013

Feb 22, 2013

30521_dirs_2013-02-22_a1e58e80-bdd9-4166-8fdc-d11bd4aed473.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-02-20

Reporting Person: Horn Randall C (EVP, President & CEO, Colonial)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-20 Common Stock A 13023 Acquired 141925 Direct
2013-02-21 Common Stock F 1998 $23.97 Disposed 139927 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-20 Employee Stock Option (right to buy) $24.25 A 10775 Acquired 2021-02-20 Common Stock (10775) Direct

Footnotes

F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 20, 2014.

F2: Includes 47,587 stock-settled RSUs and 94,338 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 816.049 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,658.600 stock-settled RSUs.

F5: Includes 41,928 stock-settled RSUs and 97,999 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: The options vest in three equal annual installments beginning on February 20, 2014.