AI assistant
Unum Group — Director's Dealing 2013
Feb 22, 2013
30521_dirs_2013-02-22_87d74e5b-ec1a-4c46-b141-522bd82c6cca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-02-20
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Common Stock | A | 45174 | — | Acquired | 235391 | Direct |
| 2013-02-21 | Common Stock | F | 4041 | $23.97 | Disposed | 231350 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Employee Stock Option (right to buy) | $24.25 | A | 37375 | Acquired | 2021-02-20 | Common Stock (37375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1830.941 | Indirect |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 20, 2014.
F2: Includes 123,329 stock-settled RSUs and 112,061 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 693.587 shares of common stock and 413.183 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 13,469.003 stock-settled RSUs.
F5: Includes 109,860 stock-settled RSUs and 121,489 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The options vest in three equal annual installments beginning on February 20, 2014.