Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Unum Group Director's Dealing 2013

Feb 22, 2013

30521_dirs_2013-02-22_0d034ccd-e80c-445e-81de-970a88855edb.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-02-20

Reporting Person: McGarry John F (EVP, IDI & LTC Closed Blk Ops)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-20 Common Stock A 5862 Acquired 58913 Direct
2013-02-21 Common Stock F 1365 $23.97 Disposed 57548 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-20 Employee Stock Option (right to buy) $24.25 A 4850 Acquired 2021-02-20 Common Stock (4850) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2849.6632 Indirect
Common Stock 750.856 Indirect

Footnotes

F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 20, 2014.

F2: Includes 29,284 stock-settled RSUs and 29,629 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 123.826 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,836.982 stock-settled RSUs.

F5: Includes 26,447 stock-settled RSUs and 31,101 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: The options vest in three equal annual installments beginning on February 20, 2014.