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Unum Group — Director's Dealing 2013
Feb 22, 2013
30521_dirs_2013-02-22_0d034ccd-e80c-445e-81de-970a88855edb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2013-02-20
Reporting Person: McGarry John F (EVP, IDI & LTC Closed Blk Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Common Stock | A | 5862 | — | Acquired | 58913 | Direct |
| 2013-02-21 | Common Stock | F | 1365 | $23.97 | Disposed | 57548 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Employee Stock Option (right to buy) | $24.25 | A | 4850 | Acquired | 2021-02-20 | Common Stock (4850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2849.6632 | Indirect |
| Common Stock | 750.856 | Indirect |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 20, 2014.
F2: Includes 29,284 stock-settled RSUs and 29,629 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 123.826 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,836.982 stock-settled RSUs.
F5: Includes 26,447 stock-settled RSUs and 31,101 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The options vest in three equal annual installments beginning on February 20, 2014.