AI assistant
Unum Group — Director's Dealing 2012
Feb 23, 2012
30521_dirs_2012-02-23_e8b43c10-601d-46b4-8061-72e3380abed6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-02-21
Reporting Person: Horn Randall C (EVP, President & CEO, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-21 | Common Stock | A | 16575 | — | Acquired | 136849 | Direct |
| 2012-02-22 | Common Stock | F | 1743 | $23.28 | Disposed | 135106 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-21 | Employee Stock Option (right to buy) | $23.35 | A | 13191 | Acquired | 2020-02-21 | Common Stock (13191) | Direct |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 21, 2013.
F2: Includes 59,743 stock-settled RSUs and 77,106 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 755.098 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,010.645 stock-settled RSUs.
F5: Includes 54,733 stock-settled RSUs and 80,373 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The options vest in three equal annual installments beginning on February 21, 2013.