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Unum Group — Director's Dealing 2012
Feb 23, 2012
30521_dirs_2012-02-23_33590e5b-3b6e-4759-b1c6-53d12251119e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-02-21
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-21 | Common Stock | A | 39459 | — | Acquired | 300301 | Direct |
| 2012-02-22 | Common Stock | F | 3353 | $23.28 | Disposed | 296948 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-21 | Employee Stock Option (right to buy) | $23.35 | A | 31403 | Acquired | 2020-02-21 | Common Stock (31403) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1787.711 | Indirect |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 21, 2013.
F2: Includes 140,105 stock-settled RSUs and 160,196 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,729.681 shares of common stock and 1,840.396 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,174.463 stock-settled RSUs.
F5: Includes 128,931 stock-settled RSUs and 168,018 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The options vest in three equal annual installments beginning on February 21, 2013.