Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Unum Group Director's Dealing 2012

Feb 24, 2012

30521_dirs_2012-02-23_80e73056-154d-4c3f-9b34-b2e45b42aa72.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-02-21

Reporting Person: McKenney Richard P (EVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-21 Common Stock A 43061 Acquired 249935 Direct
2012-02-22 Common Stock F 3145 $23.28 Disposed 246790 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-21 Employee Stock Option (right to buy) $23.35 A 34270 Acquired 2020-02-21 Common Stock (34270) Direct

Footnotes

F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 21, 2013.

F2: Includes 163,894 stock-settled RSUs and 86,041 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,702.63 stock-settled RSUs pursuant to the reinvestment of dividends since the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,828.911 stock-settled RSUs.

F5: Includes 152,066 stock-settled RSUs and 94,725 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: The options vest in three equal annual installments beginning on February 21, 2013.