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Unum Group — Director's Dealing 2012
Feb 28, 2012
30521_dirs_2012-02-28_5c959e02-4aea-45e7-b56e-97321e77801a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-02-24
Reporting Person: WATJEN THOMAS R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-24 | Common Stock | F | 34533 | $23.18 | Disposed | 959717 | Direct |
| 2012-02-24 | Common Stock | F | 12118 | $23.18 | Disposed | 947599 | Direct |
| 2012-02-24 | Common Stock | M | 34621.019 | — | Acquired | 982220 | Direct |
| 2012-02-24 | Common Stock | D | 34621.019 | $23.18 | Disposed | 947599 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-24 | Restricted Stock Units | $ | M | 34621.019 | Disposed | Common Stock (34621.019) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12935.833 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 98,665.290 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 237,832 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 721,885 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 34,621.019 stock-settled RSUs.
F4: Includes 203,211 stock-settled RSUs and 744,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Includes 203,211 stock-settled RSUs and 779,009 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F7: Represents the portion of the cash-settled RSUs granted on February 25, 2010 (the "2010 cash-settled RSUs") that vested on February 25, 2012, including a total of 1,1309.019 dividend equivalent rights accrued thereon.
F8: The 2010 cash-settled RSUs vest in three equal annual installments beginning on February 25, 2011. Vested units are to be settled within 30 days after the vesting date.
F9: Beneficial ownership amount accounts for the exempt acquisitions of a total of 1,211.180 dividend equivalent rights on the 2010 cash-settled RSUs pursuant to the reinvestment of dividends after February 25, 2011. The rights accrued when and as dividends were paid on shares underlying the 2010 cash-settled RSUs and became vested proportionately with and subject to settlement upon the same terms as the 2010 cash-settled RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of common stock of the issuer.