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Unum Group — Director's Dealing 2012
Jul 24, 2012
30521_dirs_2012-07-23_6b9f3fb4-cc87-4f2d-9860-678c2aad538a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-07-19
Reporting Person: McGarry John F (EVP, President & CEO, Unum UK)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-19 | Common Stock | F | 318 | $19.38 | Disposed | 49079 | Direct |
| 2012-07-19 | Common Stock | A | 3870 | — | Acquired | 52949 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 736.997 | Indirect |
| Common Stock | 2809.8893 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,008.428 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 20,201 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 28,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 111.321 stock-settled RSUs pursuant to the reinvestment of dividends since the reporting person's prior Form 4.
F4: All are stock-settled RSUs, which vest in three equal annual installments beginning on July 19, 2013.
F5: Includes 24,071 stock-settled RSUs and 28,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number.