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Unum Group — Director's Dealing 2012
Aug 7, 2012
30521_dirs_2012-08-07_b6a49c7a-1aca-47b2-aeb9-dffc51db1023.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-08-03
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-03 | Common Stock | S | 20000 | $19.2584 | Disposed | 264485 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1797.144 | Indirect |
Footnotes
F1: Reflects the weighted average price for multiple sale transactions ranging in price from $19.200 per share to $19.305 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 86,679 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 177,806 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 972.684 shares of common stock and 454.949 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.