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Unum Group — Director's Dealing 2012
Aug 21, 2012
30521_dirs_2012-08-21_51e729f0-c7a0-4fb6-a4cf-7f7d0244c290.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2012-08-17
Reporting Person: MCCARTHY KEVIN P (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-17 | Common Stock | F | 3987 | $19.40 | Disposed | 262396 | Direct |
| 2012-08-20 | Common Stock | F | 28 | $19.40 | Disposed | 262368 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1809.187 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 9,966.142 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 77,293 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 185,103 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 1,317.835 shares of common stock and 580.838 stock-settled RSUs pursuant to the reinvestment of dividends since the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 66.784 stock-settled RSUs.
F5: Includes 77,227 stock-settled RSUs and 185,142 shares of common stock. Fractional amounts have been rounded to the nearest whole number.