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Unum Group — Director's Dealing 2011
Jan 7, 2011
30521_dirs_2011-01-07_d56980ae-4d27-4309-8f67-e5348de7eb26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2011-01-05
Reporting Person: WATJEN THOMAS R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-05 | Common Stock | M | 148807.0 | $14.86 | Acquired | 1069740.0 | Direct |
| 2011-01-05 | Common Stock | S | 146607.0 | $25.0 | Disposed | 923133.0 | Direct |
| 2011-01-05 | Common Stock | S | 2200.0 | $25.001 | Disposed | 920933.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-05 | Employee Stock Option (right to buy) | $14.86 | M | 148807.0 | Disposed | 2011-12-12 | Common Stock (148807.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12684.9099 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
F2: Includes 358,166 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 711,574 shares of common stock.
F3: Beneficial ownership amount accounts for the exempt acquisition on November 19, 2010 of an aggregate of 1,488.169 stock-settled RSUs pursuant to the reinvestment of dividends.
F4: Includes 358,166 stock-settled RSUs and 564,967 shares of common stock.
F5: Includes 358,166 stock-settled RSUs and 562,767 shares of common stock.