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Unum Group — Director's Dealing 2011
Feb 24, 2011
30521_dirs_2011-02-24_e89383f7-cd04-4b8a-9682-1798252d5d9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2011-02-22
Reporting Person: Bishop III E. Liston (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | A | 11194.0 | $0.0 | Acquired | 58427.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Employee Stock Options (right to buy) | $26.29 | A | 8363.0 | Acquired | 2019-02-22 | Common Stock (8363.0) | Direct |
Footnotes
F1: All are restricted stock units, whch may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 22, 2012.
F2: Includes 48,752 stock-settled RSUs and 9,675 shares of common stock.
F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 588.978 stock-settled RSUs pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 4.
F4: The options vest in three equal annual installments beginning on February 22, 2012.