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Unum Group — Director's Dealing 2011
Feb 24, 2011
30521_dirs_2011-02-24_7902f61b-0647-42eb-947b-eadd4fcc73b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2011-02-22
Reporting Person: WATJEN THOMAS R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | A | 82776.0 | $0.0 | Acquired | 993337.0 | Direct |
| 2011-02-23 | Common Stock | F | 22217.0 | $26.87 | Disposed | 971120.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Employee Stock Options (right to buy) | $26.29 | A | 123682.0 | Acquired | 2019-02-22 | Common Stock (123682.0) | Direct |
| 2011-02-22 | Restricted Stock Units | $ | A | 82776.0 | Acquired | Common Stock (82776.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12713.789 | Indirect |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 25, 2012.
F2: Includes 442,175 stock-settled RSUs and 551,162 shares of common stock.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 63,475.989 restricted stock units.
F4: Includes 378,699 stock-settled RSUs and 592,421 shares of common stock.
F5: The options vest in three equal annual installments beginning on February 22, 2012.
F6: Each restricted stock unit represents a contingent right to receive the cash equivalent of one share of common stock of the issuer.
F7: The restricted stock units vest in three equal annual installments beginning on February 22, 2012. Vested units will be settled soley in cash within 30 days after the vesting date.