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Unum Group — Director's Dealing 2011
May 27, 2011
30521_dirs_2011-05-27_c9790572-24b2-4f66-83a9-2878f5d3f1e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2011-05-25
Reporting Person: GOLDSBERRY RONALD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-25 | Common Stock | A | 4633 | — | Acquired | 34913 | Direct |
| 2011-05-25 | Common Stock | A | 3088 | — | Acquired | 38001 | Direct |
Footnotes
F1: All are restricted stock units ("RSUs") vesting on May 25, 2012.
F2: Includes 12,101 deferred share rights ("DSRs"), 10,104 RSUs, and 12,708 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock.
F3: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,163.327 RSUs and 5,284.323 DSRs, and the exempt acquisitions of an aggregate of 59.906 DSRs and 26.338 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.
F4: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
F5: Includes 15,189 DSRs, 10,104 RSUs, and 12,708 shares of common stock.