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Unum Group — Director's Dealing 2011
Dec 14, 2011
30521_dirs_2011-12-14_6f011c00-6226-46c4-9431-e10129f16404.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2011-12-12
Reporting Person: WATJEN THOMAS R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-12 | Common Stock | M | 12326 | $18.00 | Acquired | 890880 | Direct |
| 2011-12-12 | Common Stock | M | 1642 | $21.00 | Acquired | 892522 | Direct |
| 2011-12-13 | Common Stock | S | 3082 | $21.15 | Disposed | 889440 | Direct |
| 2011-12-13 | Common Stock | S | 411 | $21.15 | Disposed | 889029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-12 | Employee Stock Option (right to buy) | $18.00 | M | 12326 | Disposed | 2011-12-12 | Common Stock (12326) | Direct |
| 2011-12-12 | Employee Stock Option (right to buy) | $21.00 | M | 1642 | Disposed | 2011-12-12 | Common Stock (1642) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12911.992 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011.
F2: Includes 251,015 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 639,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Includes 251,015 stock-settled RSUs and 641,506 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F4: Includes 251,015 stock-settled RSUs and 638,424 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Includes 251,015 stock-settled RSUs and 638,013 shares of common stock. Fractional amounts have been rounded to the nearest whole number.