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Unum Group — Director's Dealing 2010
Feb 25, 2010
30521_dirs_2010-02-25_efd2109b-37f7-4686-ad9b-2c651a32bcd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2010-02-23
Reporting Person: MCCARTHY KEVIN P (EVP, President & CEO, Unum US)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-23 | Common Stock | F | 2990.0 | $20.83 | Disposed | 207569.0 | Direct |
| 2010-02-23 | Common Stock | F | 3685.0 | $21.01 | Disposed | 203884.0 | Direct |
| 2010-02-24 | Common Stock | F | 8673.0 | $20.93 | Disposed | 195211.0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1722.0 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligation upon vesting of 9,103 shares of restricted stock.
F2: Includes 133,771 restricted stock units (which amount includes the exempt acquisition of an aggregate of approximately 1,485 RSUs resulting from the reinvestment of dividends after the date of the reporting person's prior Form 4), 3,554 shares in the company ESPP, and 70,244 shares held outside any plan (which amount includes the exempt acquisition of an aggregate of approximately 1,806 shares resulting from the reinvestment of dividends under a broker-sponsored DRIP).
F3: Represents shares withheld to satisfy tax withholding obligation upon vesting of 11,714.779 restricted stock units.
F4: Includes 122,056 restricted stock units, 3,554 shares in the company ESPP, and 78,274 shares held outside any plan.
F5: Represents shares withheld to satisfy tax withholding obligation upon vesting of 27,280.792 restricted stock units.
F6: Includes 94,775 restricted stock units, 3,554 shares in the company ESPP, and 96,882 shares held outside any plan.
F7: Due to administrative error, these indirect holdings were inadvertently omitted from each of the prior Form 4s (including amendments thereto, as applicable) filed on behalf of the reporting person from November 21, 2007. All such Form 4s are hereby amended to include such indirect holdings.