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Unum Group — Director's Dealing 2010
Mar 1, 2010
30521_dirs_2010-03-01_4c798b99-e960-4817-a391-ac65c867d013.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2010-02-25
Reporting Person: WATJEN THOMAS R (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-25 | Common Stock | A | 100445.0 | $0.0 | Acquired | 1016531.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-25 | Employee Stock Options (right to buy) | $20.78 | A | 153927.0 | Acquired | 2018-02-25 | Common Stock (153927.0) | Direct |
| 2010-02-25 | Restricted Stock Units | $ | A | 100445.0 | Acquired | Common Stock (100445.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12588.0 | Indirect |
Footnotes
F1: All are restricted stock units (settled solely in shares of common stock), which vest in three equal annual installments beginning on February 25, 2011.
F2: Includes 353,763 restricted stock units, 1 share in the company ESPP, and 662,767 shares held outside any plan.
F3: The options vest in three equal annual installments beginning on February 25, 2011.
F4: Each restricted stock unit represents a contingent right to receive the cash equivalent of one share of common stock of the issuer.
F5: The restricted stock units vest in three equal annual installments beginning on February 25, 2011. Vested units will be settled soley in cash within 30 days after the vesting date.