AI assistant
Unum Group — Director's Dealing 2010
Jun 3, 2010
30521_dirs_2010-06-02_151bdc93-ff12-4da9-9763-8c80e0462449.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2010-05-28
Reporting Person: Ring Susan L (EVP, President & CEO, Unum UK)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-28 | Common Stock | M | 5955 | $11.37 | Acquired | 70687 | Direct |
| 2010-05-28 | Common Stock | S | 5955 | $23.3506 | Disposed | 64732 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-28 | Employee Stock Options (right to buy) | $11.37 | M | 5955 | Disposed | 2017-02-24 | Common Stock (5955) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445 | Indirect |
Footnotes
F1: Includes 26,756 restricted stock units and 43,931 shares held outside any plan.
F2: Beneficial ownership amount includes the exempt acquisition of additional restricted stock units pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F3: Reflects weighted average price for multiple sale transactions ranging in price from $23.35 per share to $23.351 per share, inclusive. The reporting person undertakes to provide to Unum Group, any security holder of Unum Group, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4: Includes 26,756 restricted stock units and 37,976 shares held outside any plan.
F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F6: The options vest in three equal annual installments beginning on February 24, 2010.