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Unum Group — Director's Dealing 2010
Oct 5, 2010
30521_dirs_2010-10-05_eec9378a-a677-4c80-88de-fce4c774d292.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2010-07-01
Reporting Person: GOLDSBERRY RONALD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-01 | Common Stock | A | 327.0 | $0.0 | Acquired | 33638.0 | Direct |
Footnotes
F1: All are deferred share rights.
F2: Includes 15,742 deferred share rights (DSRs) and 7,516 restricted stock units (RSUs), which may be settled (on a 1-for-1 basis) only in shares of common stock. The foregoing number of RSUs includes vested (but unsettled) RSUs that have previously been included within the category of shares of common stock held outside any plan as reported in footnotes to prior Form 4s.
F3: Beneficial ownership amount accounts for the delivery on May 24, 2010 of shares of common stock upon the settlement of 19.385 DSRs, and the exempt acquisitions on May 21, 2010 of 62.794 DSRs and 18.998 RSUs pursuant to the reinvestment of dividends.
F4: Due to an administrative error, the number of shares reported as acquired by the reporting person in Column 4 of the original filing was underreported by 23 shares, which also resulted in the number of shares reported as beneficially owned in Column 5 of the original filing and one subsequent filing, as well as the number of deferred share rights set forth in footnote (2) of the original filing, being underreported by the same amount. The omitted share amounts represent deferred share rights that were awarded in lieu of cash for committee meeting fees pursuant to the election of the reporting person.