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Unum Group — Director's Dealing 2010
Dec 16, 2010
30521_dirs_2010-12-15_38b8e749-a4a1-4fb8-bc90-e81f9707a6e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2010-12-13
Reporting Person: MacMillan A S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-13 | Common Stock | S | 2150.0 | $24.0 | Disposed | 14944.0 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2010.
F2: Includes 7,582 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 7,362 shares of common stock. The foregoing number of stock-settled RSUs includes 2,122 vested (but unsettled) RSUs that were previously included within the category of shares of common stock held outside any plan as reported in footnotes to prior Form 4s. In addition, the foregoing number of shares of common stock includes 3.184 shares of common stock delivered on May 24, 2010 in settlement of an equal number of deferred share rights acquired on May 21, 2010 pursuant to the reinvestment of dividends.
F3: Beneficial ownership amount accounts for the exempt acquisitions on May 21, 2010, August 20, 2010 and November 19, 2010 of an aggregate of 84.698 stock-settled RSUs pursuant to the reinvestment of dividends.