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Unum Group — Director's Dealing 2007
May 8, 2007
30521_dirs_2007-05-08_feda4879-18d5-4d62-b9a8-5f245eb29649.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2007-05-03
Reporting Person: MCCARTHY KEVIN P (EVP, President Unum US)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-05-03 | Common Stock | M | 14170 | $13.72 | Acquired | 91178.00 | Direct |
| 2007-05-03 | Common Stock | S | 14170 | $27.00 | Disposed | 77008.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-05-03 | 2000 Stock Options (1/3 year 2) | $13.72 | M | 14170 | Disposed | 2010-02-25 | Common Stock (14170.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (401(k) non-qualified) | 1648.00 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Includes 41,467 shares of restricted stock; 3554 shares in the Company's Employee Stock Purchase Plan; and 31,987 shares owned outside of any plan.
F3: The price of the derivative security is $0.00.
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