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Unum Group — Director's Dealing 2003
Feb 11, 2003
30521_dirs_2003-02-11_f553ae41-c7e5-480a-86ea-18b34aafe9b1.zip
Director's Dealing
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4 1 moh78.htm SEC Form 4
FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5
- Name and Address of Reporting Person * Mohney, Jr., Ralph W. (Last) (First) (Middle) 1 Fountain Square (Street) Chattanooga, TN 37402-- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol UnumProvident Corporation UNM 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for (Month/Day/Year) February 8, 2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer Other Officer/Other Description Senior Vice President - Return to Work Services 7. Individual or Joint/Group Filing (Check Applicable Line) X Individual Filing Joint/Group Filing
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 3. Transaction Code and Voluntary Code (Instr. 8) Code | V | 4. Securities Acquired (A) or Disposed (D) Of (Instr. 3, 4, and 5) Amount | A/D | Price | 5. Amount of Securities Beneficially Owned Following Reported Transaction (Instr. 3 and 4) | 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|---|---|---|---|---|---|---|
| Common Stock | 02/08/2003 | A | | 1,000.00 | A | | D | ||
| Common Stock | 02/08/2003 | F | | 347.00 | D | | 10,822.00 (1) | D | |
| Common Stock (401(k)) | 301.00 | I | By 401(k) |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (over) SEC 1474 (3-99)
Mohney, Jr., Ralph W. - February 2003
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- Title of Derivative Security (Instr. 3) 2. Conver- sion or Exercise Price of Deri- vative Security 3. Transaction Date (Month/ Day/ Year) 4. Transaction Code and Voluntary (V) Code (Instr.8) Code | V 5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr.5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr.4) 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership (Instr.4)
Explanation of Responses :
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /s/ Ralph W. Mohney, Jr. _____ ___ ** Signature of Reporting Person Date Page 2 SEC 1474 (3-99)
Mohney, Jr., Ralph W. - February 2003
Form 4 (continued)
FOOTNOTE Descriptions for UnumProvident Corporation UNM Form 4 - February 2003 Ralph W. Mohney, Jr. 1 Fountain Square Chattanooga, TN 37402-- Explanation of responses: (1) Includes 1,000 restricted shares, 1,264 shares in the Company's Employee Stock Purchase Plan as of 12/31/02 and 4,110 in the Company's Dividend Reinvestment Plan as of 2/7/03. The reported transaction is the vesting of 1,000 shares of restricted stock and withholding of 347 shares to pay taxes.
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