Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Unum Group Director's Dealing 2003

Feb 12, 2003

30521_dirs_2003-02-12_89711f42-da8f-47d2-a137-1a94366abf59.zip

Director's Dealing

Open in viewer

Opens in your device viewer

5 1 wat41.htm SEC Form 5

FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ]Form 3 Holdings Reported [ ]Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5

  1. Name and Address of Reporting Person * Watjen, Thomas R. (Last) (First) (Middle) 1 Fountain Square (Street) Chattanooga, TN 37402 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol UnumProvident Corporation UNM 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for (Month/Year) December 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner X Officer Other Officer/Other Description Vice Chairman and Chief Operating Officer 7. Individual or Joint/Group Filing (Check Applicable Line) X Individual Filing Joint/Group Filing

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 3 and 4) 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock 333,812.00 (1) D
Common Stock (401(k)) 7,217.00 I By 401(k)

If the form is filed by more than one reporting person, see instruction 4(b)(v). (over) SEC 2270 (3-99)

Watjen, Thomas R. - December 2002

Form 5 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

  1. Title of Derivative Security (Instr. 3) 2. Conver- sion or Exercise Price of Deri- vative Security 3. Transaction Date (Month/ Day/ Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr.5) 9. Number of Derivative Securities Beneficially Owned at End of Year (Instr.4) 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) 11. Nature of Indirect Beneficial Ownership (Instr.4)

Explanation of Responses :

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. /s/ Thomas R. Watjen _____ ___ ** Signature of Reporting Person Date Page 2 SEC 2270 (3-99)

Watjen, Thomas R. - December 2002

Form 5 (continued)

FOOTNOTE Descriptions for UnumProvident Corporation UNM Form 5 - December 2002 Thomas R. Watjen 1 Fountain Square Chattanooga, TN 37402 Explanation of responses: (1) Includes 100,000 shares of restricted stock and 6,085 shares in the Company's Employee Stock Purchase Plan.

Page 3