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Unum Group Director's Dealing 2003

Feb 14, 2003

30521_dirs_2003-02-14_78845750-72cf-49ff-8400-24bcb0f8a0e0.zip

Director's Dealing

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5 1 mcc75.htm SEC Form 5

FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ]Form 3 Holdings Reported [ ]Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response. . . . . 0.5

1. Name and Address of Reporting Person * McCarthy, Kevin P. (Last) (First) (Middle) 1 Fountain Square (Street) Chattanooga, TN 37402-307 (City) (State) (Zip) USA
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for Month/Day/Year December 31, 2002 5. If Amendment, Date of Original (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 3 and 4) 6. Owner- ship Form: Direct(D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock 15662.00 (1) D
Common Stock 692.00 I By Custodian For Child
Common Stock (401(k) non-qualified) 1517.00 I By 401(k)
Common Stock (401(k)) 2506.00 I By 401(k)

If the form is filed by more than one reporting person, see instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (over) SEC 2270 (7-02)

McCarthy, Kevin P. - December 31, 2002

Form 5 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

  1. Title of Derivative Security (Instr. 3) 2. Conver- sion or Exercise Price of Deri- vative Security 3. Transaction Date (Month/ Day/ Year) 3A. Deemed Execution Date, if any (Month/ Day/ Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed (D) Of (Instr. 3,4 and 5) 6. Date Exercisable(DE) and Expiration Date(ED) (Month/Day/Year) (DE) | (ED) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr.5) 9. Number of Derivative Securities Beneficially Owned at End of Year (Instr.4) 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr.4) 11. Nature of Indirect Beneficial Ownership (Instr.4)

Explanation of Responses :

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: Susan N. Roth on behalf of ______ ** Signature of Reporting Person Date Power of Attorney Page 2

McCarthy, Kevin P. - December 31, 2002

Form 5 (continued)

FOOTNOTE Descriptions for UnumProvident Corporation UNM Form 5 - December 2002 Kevin P. McCarthy 1 Fountain Square Chattanooga, TN 37402-307 Explanation of responses: (1) Includes 3,296 shares in the Company's Employee Stock Purchase Plan.

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