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UNIVEST FINANCIAL Corp — Director's Dealing 2021
Jan 22, 2021
32307_dirs_2021-01-22_029a65a7-0097-4d36-b107-81d2a6575357.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: UNIVEST FINANCIAL Corp (UVSP)
CIK: 0000102212
Period of Report: 2020-12-31
Reporting Person: BROBST DUANE J (Sr EVP & Chief Credit Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 39826.6444 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $16.88 | 2023-01-31 | Common (667.0) | 667 | Direct |
| Stock Options (Right to Buy) | $18.78 | 2024-01-31 | Common (1333.0) | 1333 | Direct |
| Stock Options (Right to Buy) | $18.52 | 2025-01-31 | Common (4500.0) | 4500 | Direct |
| Stock Options (Right to Buy) | $19.68 | 2026-01-31 | Common (4161.0) | 4161 | Direct |
| Stock Options (Right to Buy) | $28.15 | 2027-01-31 | Common (3844.0) | 3844 | Direct |
| Stock Options (Right to Buy) | $28.5 | 2028-03-15 | Common (4096.0) | 4096 | Direct |
| Restricted Stock Units | $ | 2022-03-15 | Common (700.0) | 700 | Direct |
| Restricted Stock Units | $ | 2023-03-15 | Common (1548.0) | 1548 | Direct |
| Performance Restricted Stock Units | $ | 2022-03-15 | Common (2450.0) | 2450 | Direct |
| Performance Restricted Stock Units | $ | 2023-03-15 | Common (3611.0) | 3611 | Direct |
Footnotes
F1: INCLUDES 2,166 PERFORMANCE-BASED RESTRICTED SHARES SUBJECT TO VESTING ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.
F2: INCLUDES 10,142.6444 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
F3: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
F4: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
F5: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
F6: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.