Universal Technologies Holdings Limited — Share Issue/Capital Change 2014

Feb 6, 2014

For Main Board and GEM listed issuers

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/01/2014

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer 01026 Universal Technologies Holdings Limited Date Submitted 06/02/2014

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares	1. Ordinary Shares
(1) Stock code :01026Description :Universal TechnologiesNo. of ordinarysharesPar value(Statecurrency)Balance at close of preceding month5,000,000,000HKD0.01Increase/(decrease)0Balance at close of the month5,000,000,000HKD0.01		Universal Technologies		Holdings LimitedAuthorised sharecapital(State currency)HKD 50,000,0000HKD 50,000,000
			Par value(Statecurrency)HKD0.01HKD0.01
(2) Stock code :Description :No. of ordinarysharesBalance at close of preceding monthIncrease/(decrease)Balance at close of the month				Authorised sharecapital(State currency)
			Par value(Statecurrency)

For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares	2. Preference Shares	2. Preference Shares	2. Preference Shares	2. Preference Shares
Stock code :Description :No. of preferencesharesBalance at close of preceding monthIncrease/(decrease)Balance at close of the month				Authorised sharecapital(State currency)
			Par value(Statecurrency)
3. Other Classes of Shares
Stock code :Description :No. of otherclasses of sharesBalance at close of preceding monthIncrease/(decrease)Balance at close of the month				Authorised sharecapital(State currency)
			Par value(Statecurrency)

Total authorised share capital at the end of the month (State HKD50,000,000 currency) :

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at close ofpreceding monthIncrease/ (decrease)during the monthBalance at close of themonth	No. of ordinary shares(1)(2)	No. of ordinary shares(1)(2)	No of preferenceshares	No. of other classesof shares	No. of other classesof shares
	2,070,448,858 -2,070,448,858

For Main Board and GEM listed issuers

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of shareoption schemeincluding EGMapproval date(dd/mm/yyyy) andclass of sharesissuable	Particulars of shareoption schemeincluding EGMapproval date(dd/mm/yyyy) andclass of sharesissuable		Movement during themonth	Movement during themonth	Movement during themonth			No. of new shares ofissuer issued duringthe month pursuanttheretoNo. of new shares ofissuer which may beissued pursuant theretoas at close of the month	No. of new shares ofissuer issued duringthe month pursuanttheretoNo. of new shares ofissuer which may beissued pursuant theretoas at close of the month
			Granted	Exercised	Cancelled		Lapsed
	1.Share Option		0	0	0		0	0	120,000,000
	Scheme grantedon 25/11/2013
	Exerciseprice:
	HKD0.465
	(25/11/2013)
	Ordinaryshares
	(Note 1)
Total A. (Ordinary shares)-(Preference shares)- (Other class)- Total funds raised during the month from exercise ofoptions (State currency)

Total A. (Ordinary shares) - - (Preference shares) - (Other class)

Total funds raised during the month from exercise of options (State currency)

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants(Date of expiry-dd/mm/yyyy)	Description of warrants(Date of expiry-dd/mm/yyyy)	Description of warrants(Date of expiry-dd/mm/yyyy)	Currency ofnominalvalueNominal value atclose ofpreceding monthExercisedduring themonth	Currency ofnominalvalueNominal value atclose ofpreceding monthExercisedduring themonth	Nominal valueat close of themonth	Nominal valueat close of themonth	No. of newshares ofissuer issuedduring themonthpursuanttheretoNo. of newshares ofissuer whichmay be issuedpursuantthereto as atclose of themonth	No. of newshares ofissuer issuedduring themonthpursuanttheretoNo. of newshares ofissuer whichmay be issuedpursuantthereto as atclose of themonth
	1.						---
	( / / )Stock code (if listed)Class of sharesissuable_(Note 1)_Subscription priceEGM approval date(if applicable)(dd/mm/yyyy)2.
			( / /	)
	( / / )Stock code (if listed)Class of sharesissuable_(Note 1)_Subscription priceEGM approval date(if applicable)(dd/mm/yyyy) 3.
			( / /	)
	( / / )Stock code (if listed)Class of sharesissuable_(Note 1)_Subscription priceEGM approval date(if applicable)(dd/mm/yyyy)4.
			( / /	)
	( / / )Stock code (if listed)Class of sharesissuable_(Note 1)_Subscription priceEGM approval date(if applicable)(dd/mm/yyyy)
			( / /	)

For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

																		No. of newshares ofissuer issuedduring themonthpursuanttheretoNo. of newshares ofissuer whichmay be issuedpursuantthereto as atclose of themonth	No. of newshares ofissuer issuedduring themonthpursuanttheretoNo. of newshares ofissuer whichmay be issuedpursuantthereto as atclose of themonth
							Currency ofamount		Amount at closeof preceding			Convertedduring the			Amount atclose of the
	Class and		descripti	on			outstanding			month			mon	th		month
		1.
		StocClasissuaSubsEGM(if a(dd/ 2.	k code (is of sharble_(Not_criptionapprovpplicablemm/yyy	f listed)ese 1)priceal date)y))
							( / /	)
		StocClasissuaSubsEGM(if a	k code (is of sharble_(Not_criptionapprovpplicable	f listed)ese 1)priceal date)
		(dd/mm/yyyy) 3.					( / / )
		Stock code (if listed)Class of sharesissuable_(Note 1)_Subscription priceEGM approval date(if applicable)(dd/mm/yyyy)4.
							( / / )
		Stock code (if listed)Class of sharesissuable_(Note 1)_Subscription priceEGM approval date(if applicable)(dd/mm/yyyy)
							( / / )

For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

than under Share Option Schemes)	than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),if applicable, and class of shares issuable:		No. of new shares ofissuer issued duringthe month pursuanttheretoNo. of new shares ofissuer which may beissued pursuant theretoas at close of the month
1.2.3.		---
	( / / )
	shares_(Note 1)_
	( / / )
	shares_(Note 1)_
	( / / )
	shares_(Note 1)_
	Total D. (Ordinary shares)
	(Preference shares)
	(Other class)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital	Other Movements in Issued Share Capital
Type of Issue		No. of new sharesof issuer issuedduring the monthpursuant theretoNo. of newshares of issuerwhich may beissued pursuantthereto as atclose of themonth
1. Rights issueAt price :Statecurrency		Class of shares issuable(Note 1)Issue and allotmentdate : (dd/mm/yyyy)EGM approval date:(dd/mm/yyyy)________( / / )( / / )
State		Class of shares issuable(Note 1) ________( / / )
2. Open offerAt price : currency		Issue and allotmentdate : (dd/mm/yyyy)
		EGM approval date:(dd/mm/yyyy)( / /
					e:( / /	)
3. PlacingAt price :Statecurrency			Class of shares iss(Note 1)Issue and allotmendate : (dd/mm/yyyAGM approval da(dd/mm/yyyy)		uablety)te:OrdinShar_____( / /( / /	ary
						es___
						)
						)
4. Bonus issue			Class of shares iss(Note 1)Issue and allotmendate : (dd/mm/yyyEGM approval dat(dd/mm/yyyy)		uablety)e:_____( / /( / /	___)
						)

For Main Board and GEM listed issuers No. of new shares No. of new of issuer issued shares of issuer during the month which may be pursuant thereto issued pursuant thereto as at close of the month

For Main Board andGEM listed issuers	For Main Board andGEM listed issuers	For Main Board andGEM listed issuers	For Main Board andGEM listed issuers	For Main Board andGEM listed issuers	For Main Board andGEM listed issuers
No. of new sharesof issuer issuedduring the monthpursuant theretoNo. of newshares of issuerwhich may beissued pursuantthereto as atclose of themonth
Type of Issue
5. Scrip dividend At price :Statecurrency		Class of shares issuable(Note 1)Issue and allotmentdate : (dd/mm/yyyy)EGM approval date:(dd/mm/yyyy)________( / / )( / / )
6. Repurchase ofshares		Classofsharesrepurchased_(Note 1)_Cancellation date :(dd/mm/yyyy)EGM approval date:(dd/mm/yyyy)________
7. Redemption ofshares		Classofsharesredeemed_(Note 1)_Redemption date :(dd/mm/yyyy)EGM approval date:(dd/mm/yyyy)________( / / )( / / )
8. ConsiderationissueAt price :Statecurrency		Class of shares issuable(Note 1)Issue and allotmentdate : (dd/mm/yyyy)EGM approval date:(dd/mm/yyyy)________( / / )( / / )

For Main Board and GEM listed issuers No. of new shares No. of new of issuer issued shares of issuer during the month which may be pursuant thereto issued pursuant thereto as at close of the month

Type of Issue

Class of shares issuable _______ (Note 1)_ 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) Class of shares issuable (Note 1) 10. Other At price :[State ] Issue and allotment ( / / ) (Subscription) currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) - Total E. (Ordinary shares) - (Preference shares) - (Other class)

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):	(1)
		-
	(2)	-
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):		-
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):		-
_(These figures should be the same as the relevant figures under IIabove (“Movements in Issued Share _		Capital”).)

For Main Board and GEM listed issuers

Remarks (if any):

Submitted by: Tang Chi Wai

Title: Company Secretary (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.