UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2024

Jan 17, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2024-01-16

Reporting Person: Frank Carolyn Ann (Chief Human Resources Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-01-16	Restricted Stock Units	$	A	19645	Acquired		Common Stock, $0.0001 par value (19645)	Direct
2024-01-16	Performance Units	$	A	19644	Acquired		Common Stock, $0.0001 par value (19644)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2: The restricted stock units vest in three equal annual installments beginning on January 16, 2025.

F3: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.