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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2024

Feb 16, 2024

31931_dirs_2024-02-16_f708e4a6-eb79-45d4-bba2-3dea7af0c7b9.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2024-02-15

Reporting Person: Prehn Kevin (Concorde Division President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-15 Common Stock, $0.0001 par value M 1160 $11.88 Acquired 1160 Direct
2024-02-15 Common Stock, $0.0001 par value F 412 $11.88 Disposed 748 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-15 Restricted Stock Units $ M 1160 Disposed Common Stock, $0.0001 par value (1160) Direct

Footnotes

F1: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

F2: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F3: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.