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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2023

Jan 11, 2023

31931_dirs_2023-01-10_2aeee1fa-9f83-40ab-9ec5-5115968d62c0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2023-01-07

Reporting Person: Severson Eric (SVP Admissions)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-07 Common Stock, $0.0001 par value M 3849 Acquired 31484 Direct
2023-01-07 Common Stock, $0.0001 par value F 1238 $6.71 Disposed 30246 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-07 Restricted Stock Units $ M 3849 Disposed Common Stock, $0.0001 par value (3849.0) Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.

F4: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.