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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2023
Jan 11, 2023
31931_dirs_2023-01-10_4864e762-224d-4f4a-a3b0-a553e179d4a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2023-01-07
Reporting Person: Hitchcock Todd A (SVP Chief Strategy & Transform)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-07 | Common Stock, $0.0001 par value | M | 3849 | — | Acquired | 22820 | Direct |
| 2023-01-07 | Common Stock, $0.0001 par value | F | 1142 | $6.71 | Disposed | 21678 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-07 | Restricted Stock Units | $ | M | 3849 | Disposed | Common Stock, $0.0001 par value (3849.0) | Direct |
Footnotes
F1: On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020.
F4: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.
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