UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2023

Jan 11, 2023

SEC Form 4/A — Form 4/A

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2022-12-08

Reporting Person: Smith Lori B (SVP Chief Information Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-08	Common Stock, $0.0001 par value	M	4698	—	Acquired	33424	Direct
2022-12-08	Common Stock, $0.0001 par value	F	1342	$7.19	Disposed	32082	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-08	Restricted Stock Units	$	M	4698	Disposed	2024-12-08	Common Stock, $0.0001 par value (4698.0)	Direct

Footnotes

F1: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

F4: The restricted stock units vest in three equal annual installments beginning on December 8, 2022.