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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2023

Mar 6, 2023

31931_dirs_2023-03-06_72aa24fc-e04f-4568-88f9-3e97c29d2859.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2023-03-02

Reporting Person: Kevane Christopher E. (SVP Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-02 Common Stock, $0.0001 par value M 3326 Acquired 23021 Direct
2023-03-02 Common Stock, $0.0001 par value F 1103 Disposed 21918 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-02 Restricted Stock Units $ M 3326 Disposed Common Stock, $0.0001 par value (3326.0) Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 03/02/2020.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 3/2/2020.

F4: The restricted stock units vest in three equal annual installments beginning on March 2, 2021.