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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2023
Mar 6, 2023
31931_dirs_2023-03-06_72aa24fc-e04f-4568-88f9-3e97c29d2859.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2023-03-02
Reporting Person: Kevane Christopher E. (SVP Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Common Stock, $0.0001 par value | M | 3326 | — | Acquired | 23021 | Direct |
| 2023-03-02 | Common Stock, $0.0001 par value | F | 1103 | — | Disposed | 21918 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | Restricted Stock Units | $ | M | 3326 | Disposed | Common Stock, $0.0001 par value (3326.0) | Direct |
Footnotes
F1: Shares of Common Stock received from vesting of restricted stock units granted on 03/02/2020.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 3/2/2020.
F4: The restricted stock units vest in three equal annual installments beginning on March 2, 2021.
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