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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2023
Dec 13, 2023
31931_dirs_2023-12-13_b8199cc0-766a-4a3f-9f8a-3091b2926f7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2023-12-08
Reporting Person: Kline Christine (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-08 | Common Stock, $0.0001 par value | M | 1085 | — | Acquired | 5119 | Direct |
| 2023-12-08 | Common Stock, $0.0001 par value | F | 303 | $11.88 | Disposed | 4816 | Direct |
| 2023-12-08 | Common Stock, $0.0001 par value | M | 1387 | — | Acquired | 6203 | Direct |
| 2023-12-08 | Common Stock, $0.0001 par value | F | 387 | $11.88 | Disposed | 5816 | Direct |
| 2023-12-10 | Common Stock, $0.0001 par value | M | 1162 | — | Acquired | 6978 | Direct |
| 2023-12-10 | Common Stock, $0.0001 par value | F | 324 | $11.88 | Disposed | 6654 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-08 | Restricted Stock Units | $ | M | 1085 | Disposed | Common Stock, $0.0001 par value (1085) | Direct | |
| 2023-12-08 | Restricted Stock Units | $ | A | 4744 | Acquired | Common Stock, $0.0001 par value (4744) | Direct | |
| 2023-12-08 | Restricted Stock Units | $ | M | 1387 | Disposed | Common Stock, $0.0001 par value (1387) | Direct | |
| 2023-12-10 | Restricted Stock Units | $ | M | 1162 | Disposed | Common Stock, $0.0001 par value (1162) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
F2: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
F4: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.
F5: Vesting of restricted stock units granted on 12/08/2021.
F6: The restricted stock units vest in three equal installments beginning on December 8, 2024.
F7: Vesting of restricted stock units granted on 12/08/2022.
F8: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.