UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2022

Sep 19, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2022-09-15

Reporting Person: Mason Sonia Claire (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-15	Common Stock, $0.0001 par value	M	1919	—	Acquired	7120	Direct
2022-09-15	Common Stock, $0.0001 par value	F	531	$6.50	Disposed	6589	Direct
2022-09-15	Common Stock, $0.0001 par value	F	137	$6.50	Disposed	6452	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-09-15	Restricted Stock Units	$	M	1919	Disposed		Common Stock, $0.0001 par value (1919.0)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2: Shares withheld to satisfy tax liability for the vesting of performance units granted on 9/15/2020.

F3: On September 15, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.