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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2022
Dec 12, 2022
31931_dirs_2022-12-12_86675b2d-0428-42d9-8698-9f33af5c7fc6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2022-12-08
Reporting Person: Kevane Christopher E. (SVP Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-08 | Common Stock, $0.0001 par value | M | 6459 | — | Acquired | 16477 | Direct |
| 2022-12-08 | Common Stock, $0.0001 par value | F | 1903 | $7.19 | Disposed | 14574 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-08 | Restricted Stock Units | $ | M | 6459 | Disposed | 2024-12-08 | Common Stock, $0.0001 par value (6459.0) | Direct |
Footnotes
F1: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
F4: The restricted stock units vest in three equal annual installments beginning on December 8, 2022.
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