UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2022

Dec 13, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2022-12-10

Reporting Person: Smith Sherrell (EVP, Campus Ops & Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-10	Common Stock, $0.0001 par value	M	7852	—	Acquired	186285	Direct
2022-12-10	Common Stock, $0.0001 par value	F	3427	$7.15	Disposed	182858	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-10	Restricted Stock Units	$	M	7852	Disposed		Common Stock, $0.0001 par value (7852.0)	Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

F4: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.