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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2022

Dec 13, 2022

31931_dirs_2022-12-13_c7e0ee45-d9ee-481b-9bb8-a65e317865d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2022-12-10

Reporting Person: Hitchcock Todd A (SVP Chief Strategy & Transform)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-10 Common Stock, $0.0001 par value M 5212 Acquired 20241 Direct
2022-12-10 Common Stock, $0.0001 par value F 1270 $7.15 Disposed 18971 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-12-10 Restricted Stock Units $ M 5212 Disposed Common Stock, $0.0001 par value (5212.0) Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

F2: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.

F4: The restricted stock units vest in three equal annual installments beginning on 12/10/2021.