UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2021

Jan 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2021-01-11

Reporting Person: Grant Jerome Alan (Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-11	Common Stock, $0.0001 par value	M	23569	—	Acquired	82782	Direct
2021-01-11	Common Stock, $0.0001 par value	F	10889	$6.41	Disposed	71893	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-11	Restricted Stock Units	$	M	23569	Disposed		Common Stock, $0.0001 par value (23569.0)	Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 1/7/2020.

F4: The restricted stock units vest in three equal annual installments beginning on 1/7/2021.