UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2021

Mar 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2021-03-05

Reporting Person: Kevane Christopher E. (SVP Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-05	Common Stock, $0.0001 par value	M	3325	—	Acquired	3325	Direct
2021-03-05	Common Stock, $0.0001 par value	F	1156	$6.17	Disposed	2169	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-05	Restricted Stock Units	$	M	3325	Disposed		Common Stock, $0.0001 par value (3325.0)	Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 3/2/2020.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 3/2/2020.

F4: The restricted stock units vest in three equal installments beginning on 3/2/2021.