UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2021

Sep 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2021-09-14

Reporting Person: Severson Eric (SVP Admissions)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-14	Common Stock, $0.0001 par value	M	5145	—	Acquired	15125	Direct
2021-09-14	Common Stock, $0.0001 par value	F	1439	$6.81	Disposed	13686	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-14	Restricted Stock Units	$	M	5145	Disposed		Common Stock, $0.0001 par value (5145.0)	Direct

Footnotes

F1: Shares of Common Stock received from vesting of restricted stock units granted on 9/12/2018.

F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F3: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 9/12/2018.

F4: The restricted stock units have vested in full.