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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2020
Sep 16, 2020
31931_dirs_2020-09-16_7ea8e145-c8d8-4565-abe1-727102a56598.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2020-09-14
Reporting Person: MCWATERS KIMBERLY J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-14 | Common Stock, $0.0001 par value | S | 40000 | $6.71 | Disposed | 337953 | Direct |
| 2020-09-15 | Common Stock, $0.0001 par value | S | 40000 | $6.62 | Disposed | 297953 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value | 707 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
F2: The shares were sold at prices ranging from $6.58 to $6.91. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the numberof shares sold at each separate price.
F3: The shares were sold at prices ranging from $6.500 to $6.715. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the numberof shares sold at each separate price.