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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2020
Sep 22, 2020
31931_dirs_2020-09-22_ee6978c8-e0b1-4239-b4ed-b60213712b28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2020-09-18
Reporting Person: MCWATERS KIMBERLY J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-18 | Common Stock, $0.0001 par value | S | 40000 | $6.58 | Disposed | 159823 | Direct |
| 2020-09-21 | Common Stock, $0.0001 par value | S | 40000 | $6.37 | Disposed | 119823 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value | 707 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
F2: The shares were sold at prices ranging from $6.50 to $6.70. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares were sold at prices ranging from $6.315 to $6.550. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.