UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2020

Dec 23, 2020

SEC Form 4/A — Form 4/A

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2018-09-12

Reporting Person: Severson Eric (SVP Admissions)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-12	Restricted Stock Units	$	A	15433	Acquired		Common Stock, $0.0001 par value (15433.0)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2: This Form 4/A does not report a new transaction. The reporting person's original Form 4 incorrectly reported these securities as Common Stock rather than restricted stock units.

F3: The restricted stock units vest(ed) in three equal annual installments on September 12, 2019, September 12, 2020 and September 12, 2021.

F4: The incorrect classification described in footnote (2) above resulted in incorrect reporting of beneficial ownership of the Common Stock in the original Form 4 and the Common Stock and restricted stock units in subsequent Form 4s. As of the date of this Form 4/A, 10,288 restricted stock units granted on September 12, 2018 have vested. The beneficial ownership of the restricted stock units has been corrected in this Form 4/A and reflects the reporting person's correct ownership as of the date of this filing.