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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2015
Dec 12, 2015
31931_dirs_2015-12-11_a83a9a26-1d0c-4026-aae8-a931a33d8152.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2015-12-09
Reporting Person: Coliseum Capital Management, LLC (10% Owner)
Reporting Person: Shackelton Christopher S (10% Owner)
Reporting Person: Coliseum Capital, LLC (10% Owner)
Reporting Person: COLISEUM CAPITAL PARTNERS, L.P. (10% Owner)
Reporting Person: Coliseum Capital Partners II, L.P. (10% Owner)
Reporting Person: Gray Adam (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2381916 | Indirect |
| Common Stock | 2400 | Direct |
| Common Stock | 39075 | Indirect |
Footnotes
F1: These securities are directly held as follows: (a) 1,441,444 shares by Coliseum Capital Partners, L.P., an investment limited partnership ("CCP"), of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) 373,653 shares by Coliseum Capital Partners II, L.P., an investment limited partnership ("CCP2"), of which CC is general partner and for which CCM serves as investment adviser, and (c) 566,819 shares by a separate account investment advisory client of CCM (the "Separate Account").
F2: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
F3: These securities are beneficially owned solely by Shackelton.
F4: These securities are beneficially owned solely by Shackelton and consist of (a) 28,875 shares held by Shackelton's spouse and (b) 10,200 shares held by trusts for the benefit of Shackelton's descendants. Shackelton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.