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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2015
Jan 1, 2016
31931_dirs_2015-12-31_d441979e-1d54-414b-99f3-839439bedd90.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2015-12-09
Reporting Person: Coliseum Capital Management, LLC (10% Owner)
Reporting Person: Shackelton Christopher S (10% Owner)
Reporting Person: Coliseum Capital, LLC (10% Owner)
Reporting Person: COLISEUM CAPITAL PARTNERS, L.P. (10% Owner)
Reporting Person: Coliseum Capital Partners II, L.P. (10% Owner)
Reporting Person: Gray Adam (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2381916 | Indirect |
Footnotes
F1: These securities are directly held as follows: (a) 1,441,444 shares by Coliseum Capital Partners, L.P., an investment limited partnership ("CCP"), of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) 368,995 shares by Coliseum Capital Partners II, L.P., an investment limited partnership ("CCP2"), of which CC is general partner and for which CCM serves as investment adviser, and (c) 571,477 shares by a separate account investment advisory client of CCM (the "Separate Account").
F2: Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
F3: This amendment to Form 3 is being filed solely to reflect the correct number of shares of common stock directly owned by CCP2 and the Separate Account in footnote (1) of the original Form 3.