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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2014
Nov 5, 2014
31931_dirs_2014-11-05_6c7d3ca2-692c-475e-a63a-4c627860e0b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2014-11-03
Reporting Person: PUTNAM EUGENE S JR (President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Common Stock, $0.0001 par value | S | 12100 | $11.354 | Disposed | 176163 | Direct |
| 2014-11-04 | Common Stock, $0.0001 par value | S | 7900 | $11.144 | Disposed | 168263 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2013.
F2: The transaction was executed in multiple trades at prices ranging from $11.15 to $11.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $11.04 to $11.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.