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UNIVERSAL TECHNICAL INSTITUTE INC Director's Dealing 2013

Dec 19, 2013

31931_dirs_2013-12-18_2a1366ad-941a-4072-b6f3-60f4c45a9f53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2013-12-16

Reporting Person: MCWATERS KIMBERLY J (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-16 Common Stock, $0.0001 par value S 25000 $14.686 Disposed 322954 Direct
2013-12-17 Common Stock, $0.0001 par value S 25000 $14.251 Disposed 297954 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.0001 par value 707 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2013.

F2: The transaction was executed in multiple trades at prices ranging from $14.60 to $14.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades at prices ranging from $14.06 to $14.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.