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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2013
Dec 19, 2013
31931_dirs_2013-12-18_2a1366ad-941a-4072-b6f3-60f4c45a9f53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2013-12-16
Reporting Person: MCWATERS KIMBERLY J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock, $0.0001 par value | S | 25000 | $14.686 | Disposed | 322954 | Direct |
| 2013-12-17 | Common Stock, $0.0001 par value | S | 25000 | $14.251 | Disposed | 297954 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value | 707 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2013.
F2: The transaction was executed in multiple trades at prices ranging from $14.60 to $14.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades at prices ranging from $14.06 to $14.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.